THESIS & DISSERTATION GUIDE

Chapter 1: Introduction

Chapter 1 explains what your study is about, why it is needed, and how it is set up. A clear Chapter 1 makes every later chapter easier to write, because each part points back to it.

Sections of a typical Chapter 1

SectionWhat it does
IntroductionOpens the topic and previews the chapter in a few paragraphs
Background of the problemSummarizes what is known and what has changed, with current sources
Problem statementStates the specific problem the study addresses, with evidence that it exists
Purpose statementOne or two sentences on what the study will do, with what method, for whom, and where
Research questions or hypothesesThe exact questions the study answers; they drive Chapters 3 and 4
Theoretical or conceptual frameworkThe theory or model that guides the study
Nature of the studyA short preview of the design and methods (detailed in Chapter 3)
SignificanceWho benefits and how: practice, policy, or future research
Definitions of termsKey terms defined as they are used in this study, with sources
Assumptions, limitations, delimitationsWhat you take as true, what may weaken the study, and the boundaries you chose
SummaryRecaps the chapter and previews Chapter 2

Write a strong problem statement

The problem statement is the most important paragraph in Chapter 1. It names a specific, current problem, shows evidence that it matters, and points to the gap your study fills.

Weak

Burnout is a problem for nurses.

Stronger

Turnover among first-year nurses in rural hospitals remains above 25% (Author, 2024), yet little is known about how rural new graduates describe the support they receive during their first year of practice.

Align the purpose and research questions

The problem, purpose, and research questions must line up. Reviewers check this alignment first.

Purpose statement

The purpose of this qualitative descriptive study is to explore how first-year nurses in rural hospitals in the Midwest describe workplace support during their first year of practice.

Research question

RQ1: How do first-year nurses in rural Midwestern hospitals describe the workplace support they receive?

  • Quantitative questions name variables and a relationship or difference.
  • Qualitative questions begin with "how" or "what" and explore experiences or perceptions.
  • Use the same key terms in the problem, purpose, questions, and title.

Limitations vs. delimitations

TermMeaningExample
AssumptionSomething you accept as true but cannot fully verifyParticipants answer honestly
LimitationA weakness outside your controlA small sample from one region limits generalization
DelimitationA boundary you chose on purposeOnly nurses in their first year of practice were included

Tips that save revisions

  • Write Chapter 1 early, then revise it last so it matches what you actually did.
  • Support every claim about the problem with recent, scholarly sources.
  • Keep the method preview short; the detail belongs in Chapter 3.
  • Use your program's chapter template if one exists; many schools have required headings.

Formats differ by university, program, and field. Your graduate school's thesis and dissertation manual and your committee always take priority over any general guide, including this one.

Frequently asked questions

How long is Chapter 1?

Often 10 to 25 pages in a dissertation and shorter in a master's thesis, depending on the program.

Should Chapter 1 be written in future or past tense?

Proposals usually use future tense ("this study will"). In the final version, revise to past tense ("this study examined").

Can I change my research questions later?

Small wording changes are common; larger changes usually need committee and sometimes IRB approval. Keep Chapters 1, 3, and 4 aligned whenever questions change.